Regulatory Disclosure

Crew Capital Management, LLC (Crew Capital) is registered with the Securities and Exchange Commission as a Registered Investment Adviser under the Investment Advisers Act of 1940. The information provided on this website is for informational purposes only and is not intended to solicit clients or provide any investment advice or service. Crew Capital does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information whether linked to Crew Capital’s web site or incorporated herein, and takes no responsibility therefore. The web site content offers general information only about Crew Capital and is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Crew Capital enters into a new client relationship only after it provides and obtains certain information. In addition, Crew Capital may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Every prospective Crew Capital client is provided with a copy of Crew Capital ’s Privacy Policy, Form ADV Part II and Form ADV Part II Schedule F. Also, the USA Patriot Act, passed in response to the events of September 11, 2001, requires certain financial service providers to request specific information from clients. Accordingly, Crew Capital acts to verify a potential client's identity and makes a risk assessment of their financial and business activities. Lastly, Crew Capital will not provide any investment advice or supervision without a fully executed Investment Advisory Agreement.

As a registered investment adviser, Crew Capital is required by rule to adopt and enforce a code of ethics that establishes the standards of conduct expected of all employees and reflects our fiduciary duties. A copy of Crew Capital’s Ethics Policy will be provided to any client or prospective client upon request.

Nothing on this web site shall be construed as advice to any particular investment need or investor. All references regarding investment or portfolio returns are based on historical data. One should not assume that this performance will continue in the future as past performance or results are not an indication of future performance or results.

Certain portions of Crew Capital’s web site (i.e. books, newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Crew Capital’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or substitute for, personalized advice from Crew Capital or from any other investment professional. Crew Capital is neither an attorney nor accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

At certain places on this site, live "links" to other Internet addresses may be accessed. Such external Internet addresses contain information created, published, maintained, and otherwise posted by institutions or organizations independent of Crew Capital. Crew Capital does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by Crew Capital.

  • Privacy Policy

    An important part of the relationship we have with our Clients is the information you share with us. We want you to know how we treat your private information.

    As you will read, we keep personal information such as your Social Security Number and account balances confidential. We take steps to safeguard this data from anyone who should not have access to it. We do not sell this information to anyone.

    In your dealings with Crew Capital, you can expect that we will take the steps outlined below to keep the information we have about our customers confidential and secure.

  • Our Privacy Policy

    In providing financial services and products to you, we collect certain nonpublic information about you. Our policy is to keep this information confidential and strictly safeguarded, and to use or disclose it only as needed to provide services to you, or as permitted by law. Protecting your privacy is important to us.

  • Information We Collect

    The nonpublic personal information we have about you includes what you give us when you open an account or communicate with us. This could include

    • Your name and address
    • Social Security Number
    • Investment objectives and experience
    • Financial circumstances
    • Employment
    • Account balance and account transactions
  • Information We Disclose

    We disclose nonpublic personal information about you to third parties that we hire to help us provide products and services to you, or as permitted by law or authorized by you. We do not sell your personal information to anyone.

  • How Information is Used

    We use information about you to provide our asset management services to you, such as managing your investment account. We may disclose this information to third parties as permitted by law, including the outside broker-dealers, custodians, administrators, transfer agents, accountants or attorneys that we need to use to provide our services to you. From time to time, we must give information about our business to regulatory authorities. This may include personal information about you.

    We do not sell personal non-public information about our Clients to anyone.

  • How Information is Safeguarded

    We have procedures in place that we believe are reasonably designed to protect the security and confidentiality of your information. These include confidentiality agreements with companies we hire to help use provide services to you, password-protected user access to our computer files and strict confidentiality policies that apply to all Crew Capital personnel.

  • ADV Part II

    If you would like a copy of Crew Capital's Form ADV Part II and Form ADV Part II Schedule F, please contact us at info@crewcapital.com

  • Contact Us

  • Crew Capital Management, Ltd.
    3540 Blue Rock Road, Suite 3
    Cincinnati, OH 45239
    513.245.2620 phone
    513.245.0680 fax
    info@crewcapital.com